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Cole Horacek

Osaic Wealth, Inc.

Dakota Dunes, SD

CRD 8095041

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2025-12-02
NE RA APPROVED 2025-12-01
  • SD RA
    APPROVED
    Since 2025-12-02
  • NE RA
    APPROVED
    Since 2025-12-01

Branch Locations

350 Oak Tree Lane Suite 150, Dakota Dunes, SD 57049 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gonsior Simmentals Fullerton NE 03/2015 05/2021
Sterk Financial Services Dakota Dunes SD 05/2025 Present
First National Bank Of Omaha Wayne NE 05/2023 04/2024
Unemployed Wayne NE 05/2021 05/2023
First Interstate Bank Norfolk NE 06/2024 10/2024
Genius Sports Remote NE 04/2022 05/2025
Wells Fargo Norfolk NE 12/2024 05/2025
Unemployed Wayne NE 04/2024 06/2024
Osaic Wealth Inc Dakota Dunes SD 09/2025 Present
  • 03/2015 → 05/2021
    Gonsior Simmentals
    Fullerton, NE
  • 05/2025 → Present
    Sterk Financial Services
    Dakota Dunes, SD
  • 05/2023 → 04/2024
    First National Bank Of Omaha
    Wayne, NE
  • 05/2021 → 05/2023
    Unemployed
    Wayne, NE
  • 06/2024 → 10/2024
    First Interstate Bank
    Norfolk, NE
  • 04/2022 → 05/2025
    Genius Sports
    Remote, NE
  • 12/2024 → 05/2025
    Wells Fargo
    Norfolk, NE
  • 04/2024 → 06/2024
    Unemployed
    Wayne, NE
  • 09/2025 → Present
    Dakota Dunes, SD
Other Businesses

1. STERK FINANCIAL SERVICES POSITION: Client Service Representative NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/19/2025 ADDRESS: 350 Oak Tree Lane, Suite 150, Dakota Dunes SD 57049, United States DESCRIPTION: Service to fixed annuities and non-variable insurance. 2. STERK FINANCIAL SERVICES (SOUTH DAKOTA SECRETARY OF STATE) POSITION: Client Service Representative NATURE: S Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/19/2025 ADDRESS: 350 Oak Tree Lane, Suite 150, Dakota Dunes SD 57049, United States DESCRIPTION: I serve as an officially appointed impartial witness to verify the identity of document signers and ensure they are acting of their own free will. My primary responsibility is to prevent fraud and maintain the integrity of legal transactions by properly administering oaths and certifying the authenticity of signatures.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-25
  • S66 Uniform Combined State Law Examination
    2025-11-25

View on SEC IAPD

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