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Christopher Michael Brooks

Thrivent Investment Management Inc.

Raleigh, NC

Clayton, NC

Smithfield, NC

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-26
NC RA APPROVED 2025-10-31
  • TX RA
    APPROVED
    Since 2025-11-26
  • NC RA
    APPROVED
    Since 2025-10-31

Branch Locations

3120 Highwoods Boulevard, Raleigh, NC 27604 • United States

Clayton, NC • United States

614 East Market Street, Smithfield, NC 27577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Raleigh NC 06/2025 Present
Resolute International Services St. George UT 04/2019 08/2025
Vetted International, Ltd. Raleigh NC 09/2012 04/2019
Thrivent Financial Appleton WI 08/2025 12/2025
Thrivent Financial Appleton WI 12/2025 Present
  • 06/2025 → Present
    Thrivent Investment Management Inc
    Raleigh, NC
  • 04/2019 → 08/2025
    Resolute International Services
    St. George, UT
  • 09/2012 → 04/2019
    Vetted International, Ltd.
    Raleigh, NC
  • 08/2025 → 12/2025
    Thrivent Financial
    Appleton, WI
  • 12/2025 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-30
  • S66 Uniform Combined State Law Examination
    2025-10-30
Other Names
  • Chris Brooks

View on SEC IAPD

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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ADVISORY SERVICES NETWORK
WELLS FARGO CLEARING SERVICES, LLC
EDWARD JONES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Other Investors

ARNE W MORRIS
JAMES MICHAEL TARKENTON
CALEB ROBERT GRIFFITH
William Dean Cotton
Earl Scott Butcher
DAVID JEFFREY HERMAN
JAY DAVID MCKINNEY
BRANDON ALAN WALLS

Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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