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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-16 |
Branch Locations
1211 Avenue Of The Americas Suite 3300, New York, NY 10036 • United States
New York, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | New York | NY | 11/2012 | Present |
NYC AREA VIRGINIA TECH. ALUMNI ASSOCIATION dba MANHATTAN HOKIES; ADDRESS: 1749 BEACH 129TH STREET, 2ND FLOOR, ROCKAWAY, NY 11694; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: 501_3_C CHARITY FOR VIRGINIA TECH ALUMNI ASSOCIATION; CAPACITY: PRESIDENT OF THE BOARD/CHARITY/ALUMNI CHAPTER; START DATE: 10/1/2018; DUTIES: LEAD THE CHARITY IN FUNDRAISING FOR THE PURPOSE OF GIVING SCHOLARSHIPS TO NYC AREA PEOPLE WHO ARE GOING TO VIRGINIA TECH, HELP DECIDED WHO RECEIVED THE SCHOLARSHIP. LIAISON BETWEEN VIRGINIA TECH AND THE NYC VT ALUMNI. HOURS DEVOTED PER MONTH: 5; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. Name of Business: Virginia Tech Finance Advisory Board Business Description: Virginia Tech Finance Advisory Board Business is investment-related:no Address: J. Gray Ferguson Professor of Finance and Head, Department of Finance 1016 Pamplin Hall (0221) Blacksburg, Virginia 24061 Capacity: Committee/Council Member (not associated with the Board of Directors) Start Date: 10/11/19 Duties:Advising the Students and Faculty on curriculum, networking, and career development/ opportunities. Hours devoted per month: 1< Hours devoted during securities hours per month: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-20 |
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