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Lyndsey L Handschiegel

Stifel, Nicolaus & Company, Incorporated

Charleston, SC

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2019-10-04
IL RA APPROVED 2015-12-04
TX RA APPROVED 2015-12-04
  • SC RA
    APPROVED
    Since 2019-10-04
  • IL RA
    APPROVED
    Since 2015-12-04
  • TX RA
    APPROVED
    Since 2015-12-04

Branch Locations

174 Meeting Street Ste 400, Charleston, SC 29401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Barclays Capital Inc. Chicago IL 05/2013 Present
Stifel, Nicolaus & Company, Incorporated Charleston SC 12/2015 Present
Previous Registrations
  • 2013-11-01 → 2015-12-04
    Barclays Capital Inc.
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-10-31
S63 Uniform Securities Agent State Law Examination 2007-07-20
  • S65 Uniform Investment Adviser Law Examination
    2013-10-31
  • S63 Uniform Securities Agent State Law Examination
    2007-07-20

View on SEC IAPD

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