Best Investors
Account
Sign in
Best Investors
Account
Sign in
Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-07-05 |
| NY | RA | APPROVED | 2021-06-14 |
| TX | RA | APPROVED_RES | 2018-02-01 |
Branch Locations
286 Madison Ave Suite 901, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Financial | New York | NY | 07/2005 | Present |
| Mml Investors Services | New York | NY | 09/2005 | Present |
NAME: KARL F. JOHANSON, ATTORNEY-AT-LAW INV REL: Y ADD: 321 AVENUE C APT 5E NY NY 10009 NATURE: ESTATE PLANNING POSITION: LAWYER START DATE: 4/1/2012 NO. HR/MO: 40 NO. HR/MO DURING SEC TRADING: 10
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-10-11 |
Reach out to this advisor