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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-01 |
Branch Locations
4370 La Jolla Village Drive Suite 310, San Diego, CA 92122-1250 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Snake Oil Craft Cocktails | San Diego | CA | 09/2024 | Present |
| Cloak And Petal | San Diego | CA | 10/2024 | Present |
| University Of San Diego | San Diego | CA | 07/2022 | 09/2024 |
| Windrose Investments | Santa Barbara | CA | 07/2021 | 07/2022 |
| Tempest Telecom | Santa Barbara | CA | 10/2020 | 10/2021 |
| Santa Barbara City College | Santa Barbara | CA | 07/2017 | 10/2020 |
| Santa Barbara High School | Santa Barbara | CA | 07/2014 | 07/2017 |
| Lpl Enterprise Llc | San Diego | CA | 05/2025 | Present |
1. 04/25/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - San Diego, CA - Start Date 04/25/2025 - 160hrs/MTH 2. 04/25/2025 - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - San Diego, CA - Start Date 04/25/2025 - 160hrs/MTH 3. 04/25/2025 - Snake Oil Craft Cocktails - Outside/W-2 Employment - Non Inv Related - San Diego, CA - Start Date 09/05/2024 - 24hrs/MTH 4. 04/25/2025 - Cloak and Petal - Outside/W-2 Employment - Non Inv Related - San Diego, CA - Start Date 10/10/2024 - 80hrs/MTH
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-30 |
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