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Current Employers
Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-08-11
  • SC RA
    APPROVED
    Since 2025-08-11

Branch Locations

250 Berryhill Rd Ste 101, Columbia, SC 29210-6469 • United States

Mutual Of Omaha Plaza, Omaha, NE 68175 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Of Omaha Investor Services Columbia SC 05/2025 Present
Mutual Of Omaha Insurance Company Columbia SC 04/2025 Present
Law Firm Of Dick Harpootlian Columbia SC 06/2018 12/2024
Hiwire Columbia SC 06/2017 08/2017
Century 21 Vanguard Irmo SC 04/2023 Present
Tony's Rv Parts And Service Lexington SC 06/2012 08/2018
  • 05/2025 → Present
    Mutual Of Omaha Investor Services
    Columbia, SC
  • 04/2025 → Present
    Mutual Of Omaha Insurance Company
    Columbia, SC
  • 06/2018 → 12/2024
    Law Firm Of Dick Harpootlian
    Columbia, SC
  • 06/2017 → 08/2017
    Hiwire
    Columbia, SC
  • 04/2023 → Present
    Century 21 Vanguard
    Irmo, SC
  • 06/2012 → 08/2018
    Tony's Rv Parts And Service
    Lexington, SC
Other Businesses

Insurance Agent - Start Date: 04/2025 - Non-investment Related - Insurance lines of business: Life, Health, Annuities - Hours/per week during trading hours: 40. Real Estate Agent - Century 21 Vanguard - 900 SC-60 - 04/2023 - 2-6 hours a month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-08-11
S63 Uniform Securities Agent State Law Examination 2025-06-27
  • S65 Uniform Investment Adviser Law Examination
    2025-08-11
  • S63 Uniform Securities Agent State Law Examination
    2025-06-27

View on SEC IAPD

Other Firms

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Other Offices

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