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Current Employers
A.G.P. / Alliance Global Partners

88 Post Road West 2Nd Floor, Westport, CT 06880 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-05-22
ME RA APPROVED 2026-04-06
MI RA APPROVED 2026-03-31
WI RA APPROVED 2026-03-31
FL RA APPROVED 2026-02-06
AL RA APPROVED 2026-02-05
NJ RA APPROVED 2026-02-05
NY RA APPROVED 2026-02-05
  • GA RA
    APPROVED
    Since 2026-05-22
  • ME RA
    APPROVED
    Since 2026-04-06
  • MI RA
    APPROVED
    Since 2026-03-31
  • WI RA
    APPROVED
    Since 2026-03-31
  • FL RA
    APPROVED
    Since 2026-02-06
  • AL RA
    APPROVED
    Since 2026-02-05
  • NJ RA
    APPROVED
    Since 2026-02-05
  • NY RA
    APPROVED
    Since 2026-02-05

Branch Locations

590 Madison Avenue 28Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Llc New York NY 05/2025 02/2026
Crestwood Technology Group Yonkers NY 07/2024 04/2025
Unemployed Rye Brook NY 05/2024 07/2024
Rye Brook Wine And Spirit Shop Rye Brook NY 05/2023 05/2024
University Of Alabama Tuscaloosa AL 08/2019 05/2024
Parking Productions Greenwich CT 05/2022 07/2022
Hypeclubnyc New York NY 04/2019 06/2019
Blind Brook High School Rye Brook NY 08/2015 06/2019
Alliance Global Partners New York NY 02/2026 Present
  • 05/2025 → 02/2026
    New York, NY
  • 07/2024 → 04/2025
    Crestwood Technology Group
    Yonkers, NY
  • 05/2024 → 07/2024
    Unemployed
    Rye Brook, NY
  • 05/2023 → 05/2024
    Rye Brook Wine And Spirit Shop
    Rye Brook, NY
  • 08/2019 → 05/2024
    University Of Alabama
    Tuscaloosa, AL
  • 05/2022 → 07/2022
    Parking Productions
    Greenwich, CT
  • 04/2019 → 06/2019
    Hypeclubnyc
    New York, NY
  • 08/2015 → 06/2019
    Blind Brook High School
    Rye Brook, NY
  • 02/2026 → Present
    Alliance Global Partners
    New York, NY
Previous Registrations
Other Businesses

Outside Employment; The Dural Corp; Employee ; Administrative duties for my father's E-commerce company. ; 4 Holly Lane , , Rye Brook, NY, 10573; Not Investment-Related; 06/10/2024; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-19
  • S66 Uniform Combined State Law Examination
    2025-07-19
Other Names
  • Anthony David Marks

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