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Current Employers
Credit Union Investment Services

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-07-28
  • NC RA
    APPROVED
    Since 2025-07-28

Branch Locations

503 Wilkesboro Blvd Ne, Wilkesboro, NC 28645 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mcdonalds Granite Falls NC 06/2019 04/2021
Lowes Hardware Lenoir NC 05/2021 04/2022
Cook Home Services Skyland Electric Boone NC 05/2022 12/2024
Unemployed Hudson NC 12/2024 03/2025
State Employees' Credit Union Lenoir NC 03/2025 Present
Secu Brokerage Services Raleigh NC 04/2025 Present
Secu Life Insurance Company Raleigh NC 04/2025 Present
Appalachian State University Boone NC 06/2022 07/2024
Caldwell Early College High School Hudson NC 08/2017 05/2022
Hudson Middle School Hudson NC 03/2015 08/2017
Credit Union Investment Services Raleigh NC 06/2025 Present
  • 06/2019 → 04/2021
    Mcdonalds
    Granite Falls, NC
  • 05/2021 → 04/2022
    Lowes Hardware
    Lenoir, NC
  • 05/2022 → 12/2024
    Cook Home Services Skyland Electric
    Boone, NC
  • 12/2024 → 03/2025
    Unemployed
    Hudson, NC
  • 03/2025 → Present
    State Employees' Credit Union
    Lenoir, NC
  • 04/2025 → Present
    Secu Brokerage Services
    Raleigh, NC
  • 04/2025 → Present
    Secu Life Insurance Company
    Raleigh, NC
  • 06/2022 → 07/2024
    Appalachian State University
    Boone, NC
  • 08/2017 → 05/2022
    Caldwell Early College High School
    Hudson, NC
  • 03/2015 → 08/2017
    Hudson Middle School
    Hudson, NC
  • 06/2025 → Present
    Raleigh, NC
Other Businesses

State Employees' Credit Union. Investment related business. Nature: financial services. OSJ office address: Raleigh, NC. Title: Financial Advisory Services Specialist. Start date 04/2025. Duties: provide financial services to eligible members and provide opportunities for members to improve their economic and social condition. SECU Life Insurance Company. Investment related business. Address: Raleigh, NC. Nature: life insurance. Title: Agent. Start date: 04/2025. Duties and time (some during securities trading hours) as required in conjunction with position at State Employees' Credit Union.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-28
  • S66 Uniform Combined State Law Examination
    2025-07-28

View on SEC IAPD

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