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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-08-23
  • NC RA
    APPROVED
    Since 2024-08-23

Branch Locations

85A Boone Trail, North Wilkesboro, NC 28659 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Executive Financial Resouces,Inc N. Wilkesboro NC 05/1995 Present
Triad Advisors, Inc. Norcorss GA 03/1999 08/2024
Osaic Wealth, Inc. North Wilkesboro NC 08/2024 Present
  • 05/1995 → Present
    Executive Financial Resouces,Inc
    N. Wilkesboro, NC
  • 03/1999 → 08/2024
    Triad Advisors, Inc.
    Norcorss, GA
  • 08/2024 → Present
    North Wilkesboro, NC
Previous Registrations
  • 2021-01-27 → 2024-08-23
    Triad Advisors Llc
    North Wilkesboro, NC
    North Wilkesboro, NC
  • 2001-12-31 → 2021-01-27
    Executive Financial Resources, Inc.
    North Wilkesboro, NC
    North Wilkesboro, NC
Other Businesses

1. TURTLE CREEK PROPERTIES POSITION: OWNER OF BUILDING NATURE: LEASE OFFICE SPACE, RENTAL INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2004 ADDRESS: 349 LAURELWOOD DRIVE, WILKESBORO NC 28697, United States DESCRIPTION: COMPENSATED BY RECEIVING RENTS 2. EXECUTIVE FINANCIAL RESOURCES, INC. POSITION: PRESIDENT, OWNER NATURE: INSURANCE PRODUCTS PROVIDER INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/1994 ADDRESS: 85-A BOONE TRAIL, NORTH WILKESBORO NC 28659, United States DESCRIPTION: COMPENSATED THROUGH INSURANCE COMPANIES 3-EXECUTIVE FINANCIAL RESOURCES INC; INVESTMENT RELATED; 85-A BOONE TRAIL, NORTH WILKESBORO NC 28659; FINANCIAL SERVICES AND INSURANCE PROVIDER; PRESIDENT/OWNER; NOVEMBER 1994; 60-80HRS/MONTH; 3-4HRS/DAY; COMPENSATED THROUGH COMMISSIONS PAID THROUGH TRIAD; FINANCIAL SERVICES, BROKERAGE, INSURANCE PRODUCTS 4) APPLE BLOSSOM FARM POSITION: co-owner with wife NATURE: raise cattle and hay INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2015 ADDRESS: 349 Laurelwood Dr, Wilkesboro NC 28697, United States DESCRIPTION: small 32 acre farm, raise cattle and grow hay 5) WILKES HERITAGE MUSEUM POSITION: board member NATURE: non-profit historical organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: 100 E Main Street, Wilkesboro NC 28697, United States DESCRIPTION: meet once a month and participate in projects to help maintain museum and establish displays of historically important events or things of interest to the public 6) ESTATE OF BROTHER LANE DYER POSITION: Alternate Executor NATURE: My Brother Lane Dyer has asked me to be the alternate executor of his estate in case he and his wife died at the same time. They are now co-executors of their estate. He doesn't want his daughter to be the alternate until she matures some more. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2025 ADDRESS: 512 Gates Avenue, Winston Salem NC 27103, United States DESCRIPTION: My Brother Lane Dyer has asked me to be the alternate executor of his estate in case he and his wife died at the same time. They are now co-executors of their estate. He doesn't want his daughter to be the alternate until she matures some more.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-02-28
S63 Uniform Securities Agent State Law Examination 1988-09-21
  • S65 Uniform Investment Adviser Law Examination
    1997-02-28
  • S63 Uniform Securities Agent State Law Examination
    1988-09-21
Other Names
  • Les Vernon Dyer
  • Leslie Dyer

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