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Ralph Eugene Hughes

Wells Fargo Clearing Services, LLC

Wilkesboro, NC

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-04-30
  • NC RA
    APPROVED
    Since 2025-04-30

Branch Locations

1899 Us Hwy 421, Wilkesboro, NC 28697 • United States

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Weeki Wachee FL 06/2012 01/2019
Td Ameritrade Hickory NC 01/2019 01/2021
Ally Invest Advisors Charlotte NC 05/2021 03/2025
Unemployed Hickory NC 01/2021 05/2021
Ally Invest Securities Llc Charlotte NC 12/2022 03/2025
Wells Fargo Clearing Services, Llc Wilkesboro NC 04/2025 Present
Wells Fargo Bank, Na Wilkesboro NC 04/2025 Present
  • 06/2012 → 01/2019
    Lpl Financial
    Weeki Wachee, FL
  • 01/2019 → 01/2021
    Td Ameritrade
    Hickory, NC
  • 05/2021 → 03/2025
    Ally Invest Advisors
    Charlotte, NC
  • 01/2021 → 05/2021
    Unemployed
    Hickory, NC
  • 12/2022 → 03/2025
    Ally Invest Securities Llc
    Charlotte, NC
  • 04/2025 → Present
    Wells Fargo Clearing Services, Llc
    Wilkesboro, NC
  • 04/2025 → Present
    Wells Fargo Bank, Na
    Wilkesboro, NC
Previous Registrations
  • 2021-11-04 → 2025-03-07
    Ally Invest Advisors
    Charlotte, NC
    Hickory, NC
    Charlotte, NC
  • 2019-01-22 → 2021-01-11
    Td Ameritrade, Inc.
    Hickory, NC
    Charlotte, NC
  • 2019-01-22 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Hickory, NC
    Charlotte, NC
  • 2012-06-19 → 2019-01-11
    Lpl Financial Llc
    Weeki Wachee, FL
    Weeki Wachee, FL
    San Diego, CA
  • 2006-09-25 → 2012-07-02
    Charles Schwab & Co., Inc.
    Spring Hill, FL
    Spring Hill, FL
    St. Petersburg, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-21
S63 Uniform Securities Agent State Law Examination 1998-08-19
  • S66 Uniform Combined State Law Examination
    2006-09-21
  • S63 Uniform Securities Agent State Law Examination
    1998-08-19
Designations
Other Names
  • Ralph Hughes
  • Ralph Eugene Hughes
  • Ralph E Hughes
  • Ralph E Hughes
  • Gene Hughes

View on SEC IAPD

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Other Offices

EDWARD JONES · WILKESBORO, NC
ABSHER WEALTH MANAGEMENT, LLC · WILKESBORO, NC
OSAIC WEALTH, INC. · NORTH WILKESBORO, NC
CETERA INVESTMENT ADVISERS LLC · NORTH WILKESBORO, NC
LPL FINANCIAL LLC · WILKESBORO, NC
LPL FINANCIAL LLC · NORTH WILKESBORO, NC
WELLS FARGO CLEARING SERVICES, LLC · NORTH WILKESBORO, NC
OSAIC WEALTH, INC. · North Wilkesboro, NC

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