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Stephanie Lorraine Rodriguez

Wells Fargo Clearing Services, LLC

Wilkesboro, NC

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-08-21
  • NC RA
    APPROVED
    Since 2026-08-21

Branch Locations

1899 Us Hwy 421, Wilkesboro, NC 28697 • United States

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Wilkesboro NC 04/2026 Present
Wells Fargo Bank, Na Wilkesboro NC 07/2018 Present
Mdi Hickory NC 06/2016 08/2018
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-08-21
S63 Uniform Securities Agent State Law Examination 2026-06-30
  • S65 Uniform Investment Adviser Law Examination
    2026-08-21
  • S63 Uniform Securities Agent State Law Examination
    2026-06-30

View on SEC IAPD

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EDWARD JONES · WILKESBORO, NC
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LPL FINANCIAL LLC · NORTH WILKESBORO, NC
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