Willis Takehisa Kato

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2017 → Present
  Raymond James Financial Services, Inc.
  Honolulu, HI
• 08/2010 → 10/2017
  Wedbush Securities
  Honolulu, HI
• 11/2017 → Present
  Raymond James Financial Services Advisors Inc.
  Honolulu, HI

Previous Registrations

• 2009-04-17 → 2017-11-02
  Wedbush Securities Inc.
  Pasadena, CA
  Honolulu, HI
  Los Angeles, CA

Other Businesses

(1)Name of Business: Willis Kato LLC Address: 201 Merchant St Ste 2225 , Honolulu HI, 96813, United States Activity Type: Support Company Title:Independent Contractor, Associate/Employee, Officer Related: Yes Start Date: 10/31/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours:41+ Description of duties: business owner - support company for RJ

Exams

• S66 Uniform Combined State Law Examination
  2009-04-16

Other Names

• Willis T Kato