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Niloufar Fatehi

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Ladera Ranch, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-20
CA RA APPROVED 2025-08-04
  • TX RA
    APPROVED
    Since 2025-08-20
  • CA RA
    APPROVED
    Since 2025-08-04

Branch Locations

27752 Antonio Pkwy, Ladera Ranch, CA 92694 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport Beach CA 10/2020 Present
Union Bank Mission Viejo CA 03/2019 12/2020
Wells Fargo Lake Forest CA 05/2015 01/2019
Saddle Back College Mission Viejo CA 08/2012 05/2022
Cal State Fulerton Fullerton, CA 08/2022 Present
University Of California Riverside Riverside CA 08/2018 05/2019
Bank Of America, N.A. Newport Beach CA 05/2025 Present
  • 10/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Newport Beach, CA
  • 03/2019 → 12/2020
    Union Bank
    Mission Viejo, CA
  • 05/2015 → 01/2019
    Wells Fargo
    Lake Forest, CA
  • 08/2012 → 05/2022
    Saddle Back College
    Mission Viejo, CA
  • 08/2022 → Present
    Cal State Fulerton
    Fullerton,, CA
  • 08/2018 → 05/2019
    University Of California Riverside
    Riverside, CA
  • 05/2025 → Present
    Bank Of America, N.A.
    Newport Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-04
  • S66 Uniform Combined State Law Examination
    2025-08-04
Other Names
  • Niloufar Boroujeni Fatehi
  • Nilou Fatehi

View on SEC IAPD

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Other Offices

THIELEN CAPITAL CORPORATION · LADERA RANCH, CA
SALT CAPITAL WEALTH MANAGEMENT, LLC · LADERA RANCH, CA
SALT CAPITAL INVESTMENT ADVISORS, LLC · LADERA RANCH, CA
EDWARD JONES · Ladera Ranch, CA
NAUTILUS ADVISORS LLC · Ladera Ranch, CA
NAUTILUS ADVISORS LLC · Ladera Ranch, CA
EDWARD JONES · LADERA RANCH, CA
EVERGREEN CAPITAL HOLDINGS, LLC · LADERA RANCH, CA

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