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Nautilus Advisors LLC CRD 154169
$304M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
888 Prospect St. Suite 200, La Jolla, CA 92037 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-05-21 |
Branch Locations
999 Corporate Drive, Ladera Ranch, CA 92694 • United States
888 Prospect St. Suite 200, La Jolla, CA 92037 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Aliso Viejo | CA | 04/2014 | 03/2018 |
| Nautilus Advisors, Llc | San Diego | CA | 04/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-14 |
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