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Inactive

Arthur John Thielen

Thielen Capital Corporation

Ladera Ranch, CA

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Current Employers
Thielen Capital Corporation

999 Corporate Drive Suite 100, Ladera Ranch, CA 92694 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

999 Corporate Drive Suite 100, Ladera Ranch, CA 92694 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thielen Capital Corporation Ladera Ranch CA 12/2013 Present
Previous Registrations
  • 2011-12-01 → 2014-01-31
    Adaptive Wealth Engineering
    Las Vegas, NV
  • 2003-09-16 → 2011-11-30
    Pathways Financial Partners,Inc.
    Tucson, AZ
  • 2006-09-14 → 2010-12-31
    Evolve Securities, Inc.
    Tucson, AZ
    Dallas, TX
    Tucson, AZ
    Huntington Beach, CA
    Corona Del Mar, CA
  • 2010-03-25 → 2010-12-21
    Evolve Investment Advisors
    Austin, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-08-04
S63 Uniform Securities Agent State Law Examination 2002-04-26
  • S65 Uniform Investment Adviser Law Examination
    2003-08-04
  • S63 Uniform Securities Agent State Law Examination
    2002-04-26
Other Names
  • Arthur John Thielen

View on SEC IAPD

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Other Offices

SALT CAPITAL WEALTH MANAGEMENT, LLC · LADERA RANCH, CA
SALT CAPITAL INVESTMENT ADVISORS, LLC · LADERA RANCH, CA
EDWARD JONES · Ladera Ranch, CA
NAUTILUS ADVISORS LLC · Ladera Ranch, CA
NAUTILUS ADVISORS LLC · Ladera Ranch, CA
EDWARD JONES · LADERA RANCH, CA
EVERGREEN CAPITAL HOLDINGS, LLC · LADERA RANCH, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LADERA RANCH, CA

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