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Steven K Buck

Edward Jones

Ladera Ranch, CA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-10-01
CA RA APPROVED 2017-09-08
  • TX RA
    APPROVED_RES
    Since 2019-10-01
  • CA RA
    APPROVED
    Since 2017-09-08

Branch Locations

111 Corporate Dr Ste 250, Ladera Ranch, CA 92694-1155 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 05/2017 Present
Allianz Asset Management Of America Newport Beach CA 03/2007 10/2016
Unemployed Rancho Santa Margarita CA 11/2016 04/2017
  • 05/2017 → Present
    Edward Jones
    St Louis, MO
  • 03/2007 → 10/2016
    Allianz Asset Management Of America
    Newport Beach, CA
  • 11/2016 → 04/2017
    Unemployed
    Rancho Santa Margarita, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-01
  • S66 Uniform Combined State Law Examination
    2017-07-01
Designations
Other Names
  • Steven Keith Buck

View on SEC IAPD

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Other Offices

THIELEN CAPITAL CORPORATION · LADERA RANCH, CA
SALT CAPITAL WEALTH MANAGEMENT, LLC · LADERA RANCH, CA
SALT CAPITAL INVESTMENT ADVISORS, LLC · LADERA RANCH, CA
EDWARD JONES · Ladera Ranch, CA
NAUTILUS ADVISORS LLC · Ladera Ranch, CA
NAUTILUS ADVISORS LLC · Ladera Ranch, CA
EVERGREEN CAPITAL HOLDINGS, LLC · LADERA RANCH, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LADERA RANCH, CA

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