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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-02
WA RA APPROVED 2025-10-16
  • TX RA
    APPROVED
    Since 2026-01-02
  • WA RA
    APPROVED
    Since 2025-10-16

Branch Locations

11315 Pacific Ave S, Tacoma, WA 98444 • United States

19321 State Rte 410 E, Bonney Lake, WA 98391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Kent WA 09/2016 Present
Jcpenney Puyallup WA 08/2014 09/2016
Bank Of America, N.A. Kent WA 05/2025 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-15
  • S66 Uniform Combined State Law Examination
    2025-10-15

View on SEC IAPD

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