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Alessandro De Santis

J.P. Morgan Securities LLC

New York, NY

CRD 8083612

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-06-09
TX RA APPROVED 2025-06-09
  • NY RA
    APPROVED
    Since 2025-06-09
  • TX RA
    APPROVED
    Since 2025-06-09

Branch Locations

270 Park Avenue, Floor 25 & 43, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. New York NY 06/2022 Present
J.P. Morgan Securities Llc New York NY 04/2025 Present
U.S. Bank St Paul MN 07/2020 12/2021
University Of Minnesota Minneapolis MN 04/2018 05/2020
University Of Minnesota Minneapolis MN 01/2018 05/2020
Tarry Crest Swim & Tennis Club Inc Tarrytown NY 05/2022 05/2022
Unemployed Minneapolis MN 04/2015 12/2017
Unemployed Minneapolis MN 06/2020 06/2020
Unemployed Weston FL 01/2022 04/2022
  • 06/2022 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 04/2025 → Present
    J.P. Morgan Securities Llc
    New York, NY
  • 07/2020 → 12/2021
    U.S. Bank
    St Paul, MN
  • 04/2018 → 05/2020
    University Of Minnesota
    Minneapolis, MN
  • 01/2018 → 05/2020
    University Of Minnesota
    Minneapolis, MN
  • 05/2022 → 05/2022
    Tarry Crest Swim & Tennis Club Inc
    Tarrytown, NY
  • 04/2015 → 12/2017
    Unemployed
    Minneapolis, MN
  • 06/2020 → 06/2020
    Unemployed
    Minneapolis, MN
  • 01/2022 → 04/2022
    Unemployed
    Weston, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-25
  • S66 Uniform Combined State Law Examination
    2024-09-25
Other Names
  • Alessandro J De Santis Esteban

View on SEC IAPD

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