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Erin Theresa Distler Zuckerman

Ubs Financial Services Inc.

Boulder, CO

Denver, CO

Erie, CO

CRD 4976971

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2024-05-09
SC RA APPROVED 2024-04-23
CA RA APPROVED 2022-08-23
CO RA APPROVED 2022-08-23
  • NV RA
    APPROVED
    Since 2024-05-09
  • SC RA
    APPROVED
    Since 2024-04-23
  • CA RA
    APPROVED
    Since 2022-08-23
  • CO RA
    APPROVED
    Since 2022-08-23

Branch Locations

1801 13Th Street, Boulder, CO 80302 • United States

4600 S. Ulster Street -Suite 700 Metro Point One, Denver, CO 80237 • United States

Erie, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 11/2010 08/2022
Ubs Financial Services Inc Denver CO 08/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-27
  • S66 Uniform Combined State Law Examination
    2012-03-27
Other Names
  • Erin Theresa Distler
  • Erin T Distler
  • Erin Distler
  • Erin T Zuckerman
  • Erin Theresa Distle Zuckerman

View on SEC IAPD

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Nearby Offices

RBC CAPITAL MARKETS, LLC · BOULDER, CO
UBS FINANCIAL SERVICES INC. · Boulder, CO
ROBERT W. BAIRD & CO. INCORPORATED · Boulder, CO

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