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Alberto Assad

Lm Advisors LLC

San Diego, CA

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Current Employers
Lm Advisors Llc

750 B Street Suite 3020, San Diego, CA 92101-8192 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-06-09
  • CA RA
    APPROVED
    Since 2025-06-09

Branch Locations

750 B Street Suite 3020, San Diego, CA 92101-8192 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lm Advisors Llc San Diego CA 07/2024 Present
Student San Diego CA 09/2014 07/2024
  • 07/2024 → Present
    Lm Advisors Llc
    San Diego, CA
  • 09/2014 → 07/2024
    Student
    San Diego, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-09
  • S65 Uniform Investment Adviser Law Examination
    2025-06-09

View on SEC IAPD

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