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Oppenheimer & Co. Inc. CRD 249
$36.7B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-03-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | New York | NY | 04/2025 | Present |
| Bank Of America | New York | NY | 07/2024 | 04/2025 |
| Wells Fargo | Miami | FL | 10/2023 | 06/2024 |
| Westminster Christian School | Palmetto Bay | FL | 08/2022 | 06/2024 |
| Unemployed | Miami | FL | 05/2022 | 08/2022 |
| Trinity College | Hartford | CT | 09/2018 | 05/2022 |
| City Of Coral Gables Parks And Recreations | Coral Gables | FL | 06/2019 | 08/2019 |
| City Of Coral Gables Parks And Recreations | Coral Gables | FL | 06/2018 | 08/2018 |
| Southwest Miami Senior High School | Miami | FL | 09/2017 | 06/2018 |
| Christopher Columbus High School | Miami | FL | 07/2015 | 08/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 2025-04-21 |
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