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Spencer Shaev

Wells Fargo Clearing Services, LLC

New York, NY

CRD 8080705

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-11-13
TX RA APPROVED 2025-11-13
  • NY RA
    APPROVED
    Since 2025-11-13
  • TX RA
    APPROVED
    Since 2025-11-13

Branch Locations

280 Park Ave 27Th & 29Th Fls, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 04/2025 11/2025
Jpmorgan Chase Bank, N.A. New York NY 06/2022 04/2025
Espn New York NY 06/2019 06/2022
Indiana University Athletic Department Bloomington IN 09/2018 01/2019
Mlb New York NY 05/2018 08/2018
Espn New York NY 06/2017 08/2017
Indiana University Bloomington IN 08/2015 05/2019
Wells Fargo Clearing Services, Llc New York NY 11/2025 Present
  • 04/2025 → 11/2025
    J.P. Morgan Securities Llc
    New York, NY
  • 06/2022 → 04/2025
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 06/2019 → 06/2022
    Espn
    New York, NY
  • 09/2018 → 01/2019
    Indiana University Athletic Department
    Bloomington, IN
  • 05/2018 → 08/2018
    Mlb
    New York, NY
  • 06/2017 → 08/2017
    Espn
    New York, NY
  • 08/2015 → 05/2019
    Indiana University
    Bloomington, IN
  • 11/2025 → Present
    Wells Fargo Clearing Services, Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-18
  • S66 Uniform Combined State Law Examination
    2025-09-18
Other Names
  • Spencer A Shaev

View on SEC IAPD

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