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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-05-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Brooklyn | NY | 05/2026 | Present |
| Jpmorgan Chase Bank, N.A. | Brooklyn | NY | 05/2026 | Present |
| Unemployed | Brooklyn | NY | 04/2026 | 04/2026 |
| Mass Mutual | Warren | NJ | 04/2025 | 03/2026 |
| Unemployed | Brooklyn | NY | 09/2024 | 03/2025 |
| L&B Spumoni Gardens | Brooklyn | NY | 09/2019 | 08/2024 |
| Eli Cohen Insurance Agency Inc | Brooklyn | NY | 06/2023 | 08/2023 |
| D Colluccio & Sons | Brooklyn | NY | 06/2022 | 08/2022 |
| Unemployed | Brooklyn | NY | 05/2016 | 08/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-12 |
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