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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-11-14 |
Branch Locations
10275 W Higgins Road Suite 200, Rosemont, IL 60018 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 06/2005 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 06/2005 | 06/2023 |
| The Prudential Insurance Company Of America | Rosemont | IL | 08/2023 | Present |
| Pruco Securities Llc | Rosemont | IL | 08/2023 | 11/2024 |
| Lpl Enterprise, Llc | Downers Grove | IL | 11/2024 | Present |
1. 10/17/2024: Self; At reported business location(s); Non-Variable Insurance; selling health insurance from BCBS; Inv. related; start date: 5/01/2007; 1hr/mo. during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-21 |
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