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Current Employers
Symphony Financial, Ltd. Co.

4295 San Felipe Suite 300, Houston, TX 77027 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-04
  • TX RA
    APPROVED
    Since 2025-09-04

Branch Locations

4295 San Felipe Suite 300, Houston, TX 77027 • United States

627 Chestnut Ridge Rd #260, Kingwood, TX 77339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cleveland Isd Cleveland TX 07/2024 03/2025
Tyler Isd Tyler TX 07/2017 04/2024
Amarillo Isd Amarillo TX 08/2010 06/2017
Unemployed Flint TX 05/2024 06/2024
Symphony Financial Limited Co Houston TX 04/2025 Present
Lpl Financial Houston TX 04/2025 Present
  • 07/2024 → 03/2025
    Cleveland Isd
    Cleveland, TX
  • 07/2017 → 04/2024
    Tyler Isd
    Tyler, TX
  • 08/2010 → 06/2017
    Amarillo Isd
    Amarillo, TX
  • 05/2024 → 06/2024
    Unemployed
    Flint, TX
  • 04/2025 → Present
    Symphony Financial Limited Co
    Houston, TX
  • 04/2025 → Present
    Lpl Financial
    Houston, TX
Other Businesses

1. Start Date: 6/9/2025 - Shank Wealth Management LLC - DBA for LPL Business (entity for LPL business) - Investment Related - Kingwood, TX 77339 - 160 Hrs/Mth - 8 Hrs During Trading. - Time Spent: 100 2. 09/24/2025- Shank Wealth Management-Registered Investment Advisor DBA- INV Related- At Reported Business Location(s)- Start date 09/01/2025- 160 Hours Per Month- 160 Hours During Trading 3. 09/24/2025- Symphony Financial, Ltd.Co- Registered Investment Advisor Hybrid- INV Related- At Reported Business Location(s)- Start date 09/01/2025- 160 Hours Per Month- 160 Hours During Trading- I provide investment advisory services through Symphony Financial, Ltd.Co, an independent investment advisor firm. I started this business activity in 9/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-26
  • S66 Uniform Combined State Law Examination
    2025-08-26

View on SEC IAPD

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