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4295 San Felipe Suite 300, Houston, TX 77027 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-04 |
Branch Locations
4295 San Felipe Suite 300, Houston, TX 77027 • United States
627 Chestnut Ridge Rd #260, Kingwood, TX 77339 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cleveland Isd | Cleveland | TX | 07/2024 | 03/2025 |
| Tyler Isd | Tyler | TX | 07/2017 | 04/2024 |
| Amarillo Isd | Amarillo | TX | 08/2010 | 06/2017 |
| Unemployed | Flint | TX | 05/2024 | 06/2024 |
| Symphony Financial Limited Co | Houston | TX | 04/2025 | Present |
| Lpl Financial | Houston | TX | 04/2025 | Present |
1. Start Date: 6/9/2025 - Shank Wealth Management LLC - DBA for LPL Business (entity for LPL business) - Investment Related - Kingwood, TX 77339 - 160 Hrs/Mth - 8 Hrs During Trading. - Time Spent: 100 2. 09/24/2025- Shank Wealth Management-Registered Investment Advisor DBA- INV Related- At Reported Business Location(s)- Start date 09/01/2025- 160 Hours Per Month- 160 Hours During Trading 3. 09/24/2025- Symphony Financial, Ltd.Co- Registered Investment Advisor Hybrid- INV Related- At Reported Business Location(s)- Start date 09/01/2025- 160 Hours Per Month- 160 Hours During Trading- I provide investment advisory services through Symphony Financial, Ltd.Co, an independent investment advisor firm. I started this business activity in 9/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-26 |
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