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9 South Long Beach Road, Rockville Centre, NY 11570 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-09-04 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Rockville Centre | NY | 02/2003 | Present |
| The Pinnacle Financial Group | Rockville Centre | NY | 05/2013 | Present |
1. 5/22/2013: THE PINNACLE FINANCIAL GROUP - Investment Related - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR - Time Spent 50% - Financial advisor, fee based. 2. 11/27/2017: The Pinnacle Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2017 - 20 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-08 |
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