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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-30
TX RA APPROVED 2019-07-08
  • NY RA
    APPROVED
    Since 2021-07-30
  • TX RA
    APPROVED
    Since 2019-07-08

Branch Locations

201 Moreland Rd Ste 2, Hauppauge, NY 11788 • United States

Commack, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc Commack NY 01/2018 03/2020
Tee To Green @ Sunken Meadows, Inc Kinga Park NY 11/2004 12/2017
Tee To Green @ Sunken Meadows, Inc Kings Park NY 01/2018 Present
Ameriprise Financial Services, Llc Hauppauge NY 03/2020 Present
  • 01/2018 → 03/2020
    Ameriprise Financial Services, Inc
    Commack, NY
  • 11/2004 → 12/2017
    Tee To Green @ Sunken Meadows, Inc
    Kinga Park, NY
  • 01/2018 → Present
    Tee To Green @ Sunken Meadows, Inc
    Kings Park, NY
  • 03/2020 → Present
    Hauppauge, NY
Other Businesses

Real Estate Ownership; Condo- Boat Slip; 410 East Shore RdLindenhurst, NY 11757Lot C-18, ,; Not Investment-Related; 11/20/2018. Outside Employment; Tee To Green @ Sunken Meadows, Inc.; Golf Instructor - Part Time Golf Instructor; ; Sunken Meadow Golf Course Sunken Meadow State Park Kings Park, N, Y 11754,; Not Investment-Related; 01/02/2018; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-30
  • S66 Uniform Combined State Law Examination
    2018-11-30

View on SEC IAPD

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