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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED_RES | 2015-10-27 |
Branch Locations
201 Moreland Rd Ste 2, Hauppauge, NY 11788 • United States
Commack, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Commack | NY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Hauppauge | NY | 03/2020 | Present |
Real Estate Ownership; Commercial; Unit #s 401,403,404,405,408,412,413,414,415,507,601,603,604,605,, ,; Investment-Related; 06/01/2002 / Commercial; Unit 105255 E Beaver AvenueState College, PA, ,; Investment-Related; 06/01/2002 / Commercial; Unit 013P, 508,1006,1007,1009,1105,1106,1107,1108456 E Beaver Av, ,; Investment-Related; 06/01/2002. Independent Insurance Brokering; First United America; 12/01/2014; / United HealthCare; 12/31/2014; . Business Ownership; CKT Management; Executive Management; Branch management; 11 Hamlet Drive, , Commack, NY, 11725; Not Investment-Related; 03/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours / Tong and Tong & Associates; Owner; Business is set up to pay Tong, Alster, Tong & Associates' office rent, utilities, internet services, staff's payroll and related payroll expense. etc. Office insurance as well as supplies.; 11 Hamlet Drive, , Commack, NY, 11725; Investment-Related; 01/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-07-10 |
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