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Jaime Morgan

Wells Fargo Clearing Services, LLC

San Diego, CA

Carlsbad, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-09-22
CA RA APPROVED 2008-01-01
  • TX RA
    APPROVED_RES
    Since 2021-09-22
  • CA RA
    APPROVED
    Since 2008-01-01

Branch Locations

12531 High Bluff Dr Ste 400, San Diego, CA 92130 • United States

Carlsbad, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc San Diego CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc San Diego CA 11/2016 Present
Previous Registrations
  • 2007-07-23 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    St. Louis, MO
    San Diego, CA
    Redlands, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-21
  • S66 Uniform Combined State Law Examination
    2007-07-21
Other Names
  • Jaime Morgan
  • Jamie Morgan-Braden
  • Jaime Morgan-Braden
  • Jaime Morgan
  • Jaime Morgan-Braden

View on SEC IAPD

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