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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2025-08-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Barclays Bank Delaware | Wilmington | DE | 02/2023 | 04/2025 |
| Bayard House / Prime 225 | Chesapeake City | MD | 10/2022 | 02/2023 |
| Bc Golf Hospitality Llc | Middletown | DE | 05/2022 | 10/2022 |
| Onix Hospitality - Hyatt Place Wilmington Riverfront | Wilmington | DE | 10/2021 | 05/2022 |
| First State Brewing Co. | Middletown | DE | 12/2020 | 10/2021 |
| How Do You Brew | Newark | DE | 05/2020 | 12/2020 |
| Unemployed | Burlington | VT | 02/2020 | 05/2020 |
| Hotel Vermont | Burlington | VT | 10/2019 | 02/2020 |
| Doubletree By Hilton Operated By Aam-15 | Burlington | VT | 07/2019 | 10/2019 |
| Hampton Inn Operated By Aam-15 | Colchester | VT | 02/2019 | 07/2019 |
| Student Attending University Of Vermont | Burlington | VT | 10/2018 | 02/2019 |
| Stowe Mountain Resort - Epic Holdings | Stowe | VT | 05/2018 | 10/2018 |
| Student Attending University Of Vermont | Burlington | VT | 08/2017 | 05/2018 |
| Go Ape! Zipline & Treetop Adventure | Bear | DE | 05/2017 | 08/2017 |
| Bolton Valley Ski Resort | Richmond | VT | 12/2017 | 04/2018 |
| Bolton Valley Ski Resort | Richmond | VT | 09/2017 | 12/2017 |
| University Of Vermont Athletics | Burlington | VT | 09/2016 | 05/2017 |
| Cetera Wealth Services, Llc | El Segundo | CA | 04/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2025 | Present |
1. NAME OF OTHER BUSINESS: DIAMOND STATE FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 04/2025 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL BRIEF DESCRIPTION OF DUTIES: PROVIDING FINANCIAL SERVICES 2. NAME OF OTHER BUSINESS: HTE SOCIETY; INVESTMENT RELATED: NO; ADDRESS: 108 PATRIOT DR STE-A MIDDLETOWN DE 19709; NATURE OF BUSINESS: BOARD; START DATE: 6/11/26; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ASSIT BOARD MEETINGS, PLANNING EVENTS, GROW ORGANIZATION, AND DECIDED THE ROADMAP FOR GROWTH& FUTURE EVENTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-30 |
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