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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-08-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Keith S Roth Llc | Batavia | NY | 05/2019 | 04/2025 |
| Zielinski Agency | Blasdell | NY | 03/2019 | 05/2019 |
| Yancey's Fancy | Corfu | NY | 02/2016 | 03/2019 |
| Lpl Enterprise | Williamsville | NY | 04/2025 | Present |
| Pembroke Central School District | Corfu | NY | 09/2015 | 05/2017 |
| Kohl's Department Store | Batavia | NY | 10/2015 | 10/2017 |
1) 04/03/2025-N/A Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At Corfu, NY-Start date 04/03/2025-160hrs/mth-160hrs/mth during trading 2) 04/03/2025-Prudential Advisors-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 04/03/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-27 |
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