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Current Employers
Independent Solutions Wealth Management, Llc

305 Spindrift Drive, Williamsville, NY 14221 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-15
FL RA APPROVED 2015-10-09
  • NY RA
    APPROVED
    Since 2021-06-15
  • FL RA
    APPROVED
    Since 2015-10-09

Branch Locations

305 Spindrift Drive, Williamsville, NY 14221 • United States

Blackridge Asset Management, Llc

1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-09
  • NY RA
    APPROVED
    Since 2021-06-09

Branch Locations

1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Independent Solutions Wealth Management, Llc Williamsville NY 09/2015 Present
Blackridge Asset Management, Llc Williamsville NY 09/2015 Present
Peak Brokerage Services, Llc Jupiter FL 09/2015 Present
Previous Registrations
  • 2014-12-16 → 2015-09-03
    Next Financial Group, Inc.
    Houston, TX
    Williamsville, NY
    Williamsville, NY
Other Businesses

1) Community Education Classes; Position - Teacher; Income - 0; Start Date 03/2019; Approx. # of hours spent per month: 1-2; Time spent during training hours: 0. 2)THE FINANCIAL GUYS; DBA; SECURITIES BUSINESS; REPRESENTATIVE; 95% TIME SPENT; 0% OWNERSHIP; 95% COMP; INDEPENDENT SECURITY SALES; INDEFINITE 3)RONALD REINSTEIN; INDIVIDUAL; INSURANCE: LIFE/HEALTH & LTC; 100% OWNERSHIP; 5% TIME SPENT; 5% COMP; AGENT; INSURANCE SALES; INDEFINITE 4) INDEPENDENT SOLUTIONS WEALTHMANAGEMENT, LLC; IAR; OWNERSHIP: 0%; COMPENSATION: 0% APPROX. # OF HOURS SPENT ON ACTIVITY: 1-2. HOURS SPENT DURING TRADING HOURS: 0. 5) Social Security Certified Claiming Strategies; Self & The Financial Guys; Social Security Claiming Strategist; Start Date: 8.13.18; Approx Hours Spent On Activity Per Month: 8; Approx Hours Spent On Activity Per Month During Trading Hours: 6) Blackridge Asset Management; Investment Advisory; Investment Advisor; Start Date: 8/18; Approx Hours Per Month Spent On Activity: 4; Approx Hours Spent On Activity Per Month During Trading Hours: 30-60.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-12-15
S63 Uniform Securities Agent State Law Examination 2005-10-07
  • S65 Uniform Investment Adviser Law Examination
    2014-12-15
  • S63 Uniform Securities Agent State Law Examination
    2005-10-07

View on SEC IAPD

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