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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-12
  • NY RA
    APPROVED
    Since 2025-09-12

Branch Locations

320 Park Avenue Fl 9, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Inc. New York NY 06/2025 Present
Full-Time Student Houston TX 04/2015 03/2018
Caribbean Corner Downers Grove IL 04/2018 11/2020
Full-Time Student Downers Grove IL 12/2020 11/2021
Johnston & Murphy Oak Brook IL 12/2021 01/2022
Full-Time Student Coral Gables FL 02/2022 05/2022
Diversified Search Group Llc Downers Grove IL 06/2022 08/2022
Full-Time Student Coral Gables FL 09/2022 05/2023
Cqs Asset Management New York NY 06/2023 08/2024
Full-Time Student Coral Gables FL 09/2024 05/2025
  • 06/2025 → Present
    New York, NY
  • 04/2015 → 03/2018
    Full-Time Student
    Houston, TX
  • 04/2018 → 11/2020
    Caribbean Corner
    Downers Grove, IL
  • 12/2020 → 11/2021
    Full-Time Student
    Downers Grove, IL
  • 12/2021 → 01/2022
    Johnston & Murphy
    Oak Brook, IL
  • 02/2022 → 05/2022
    Full-Time Student
    Coral Gables, FL
  • 06/2022 → 08/2022
    Diversified Search Group Llc
    Downers Grove, IL
  • 09/2022 → 05/2023
    Full-Time Student
    Coral Gables, FL
  • 06/2023 → 08/2024
    Cqs Asset Management
    New York, NY
  • 09/2024 → 05/2025
    Full-Time Student
    Coral Gables, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-18
  • S66 Uniform Combined State Law Examination
    2025-06-18

View on SEC IAPD

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