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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-07-13 |
Branch Locations
1095 Avenue Of The Americas 3Rd & 4Th Floors, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Barking Dog | New York | NY | 03/2025 | 04/2025 |
| Bull And Wren | Excelsior | MN | 12/2022 | 01/2023 |
| Rover | New York | NY | 03/2025 | 07/2025 |
| Toddl.cO | Barcelona | 06/2022 | 07/2022 | |
| Red Sauce Rebellion | Excelsior | MN | 05/2021 | 08/2021 |
| Cov Wayzata | Wayzata | MN | 10/2019 | 06/2020 |
| Travelling To South Korea, Japan, Taiwan, Hong Kong And Macau | Seoul | 05/2024 | 10/2024 | |
| Ubs Financial Services Inc. | Weehawken | NJ | 07/2025 | 07/2026 |
| Arizona State University | Tempe | AZ | 08/2020 | 05/2024 |
| Minnetonka High School | Minnetonka | MN | 09/2016 | 06/2020 |
| Unemployed | N/A | MN | 10/2024 | 04/2025 |
| Unemployed | New York | NY | 04/2025 | 07/2025 |
| Stifel, Nicolaus & Company, Incorporated | New York | NY | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-18 |
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