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Caroline Anne Hunter

Oppenheimer & Co. Inc.

New York, NY

CRD 8068863

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Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-30
  • NY RA
    APPROVED
    Since 2025-09-30

Branch Locations

666 3Rd Avenue, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. New York NY 03/2025 Present
Easyplant New York NY 11/2024 03/2025
Self Employed/Unemployed New York NY 07/2019 07/2021
Lansdowne Road Llc New York NY 05/2018 07/2019
Aritzia Los Angeles CA 07/2021 08/2022
Self Employed/Unemployed Los Angeles CA 08/2022 11/2024
New York University New York NY 08/2014 05/2018
  • 03/2025 → Present
    Oppenheimer & Co. Inc.
    New York, NY
  • 11/2024 → 03/2025
    Easyplant
    New York, NY
  • 07/2019 → 07/2021
    Self Employed/Unemployed
    New York, NY
  • 05/2018 → 07/2019
    Lansdowne Road Llc
    New York, NY
  • 07/2021 → 08/2022
    Aritzia
    Los Angeles, CA
  • 08/2022 → 11/2024
    Self Employed/Unemployed
    Los Angeles, CA
  • 08/2014 → 05/2018
    New York University
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-29
  • S66 Uniform Combined State Law Examination
    2025-09-29
Other Names
  • Caroline Hunter

View on SEC IAPD

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