John V Dolan

Current Employers

Employment History

• 06/2005 → 05/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wilmington, DE
• 07/2017 → Present
  Lpl Financial, Llc
  Newark, DE
• 08/2017 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2005-10-20 → 2017-06-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wilmington, DE
  Wilmington, DE

Other Businesses

1. 07/26/2017 - COMPASS INVESTMENT ADVISORS, LLC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 50%/ NEWARK, DE 2) 08/03/2017-Private Advisor Group-DBA: (Hybrid) Compass Investment Advisors, LLC- Investment related- At reported business location(s)- Registered Investment Advisor DBA-started 7/21/2017-Hours per month 80/Hours during trading 4-Time spent percent 50%-I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 8/3/2017. I expect to spend approximately 800 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 08/03/2017-Private Advisors Group, LLC-Investment related- At reported business location(s)- Registered Investment Advisor-started 7/21/2017-Hours per month 80/Hours during trading 4-Time spent percent 50%-I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 8/3/2017. I expect to spend approximately 800 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 10/10/2022 - COMPASS INVESTMENT ADVISORS PT, LLC - Not Investment Related - 46 South State Street, Dover, DE 19901 - Business Entity For Tax/Investment Purposes Only - Start Date: 08/31/2022 - 5 Hours Per Month/5 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2005-10-19

Other Names

• Jack Dolan
• Jack Dolan