Brett Donald Horne

Current Employers

Advisors Asset Management, Inc.

18925 Base Camp Road Suite 203, Monument, CO 80132 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-07-02

FL RA
APPROVED

Since 2025-07-02

Branch Locations

1499 W. Palmetto Park Road Suite 401, Boca Raton, FL 33486 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Advisors Asset Management, Inc	Monument	CO	03/2025	Present
Vestwell	New York	NY	11/2022	03/2025
Vitalyst	Philadelphia	PA	06/2021	08/2021
The Pennsylvania State University	University Park	PA	06/2018	04/2022
Downingtown East High School	Exton	PA	08/2014	05/2018
Unemployed	Chester Springs	PA	05/2022	10/2022

03/2025 → Present

Advisors Asset Management, Inc

Monument, CO
11/2022 → 03/2025

Vestwell

New York, NY
06/2021 → 08/2021

Vitalyst

Philadelphia, PA
06/2018 → 04/2022

The Pennsylvania State University

University Park, PA
08/2014 → 05/2018

Downingtown East High School

Exton, PA
05/2022 → 10/2022

Unemployed

Chester Springs, PA

Other Businesses

1) Name: TikTok address: 5800 Bristol Pkwy, Culver City, CA start: 6/1/2025 time: 20 hours a month. not securities investment related. Posting videos to TikTok app 2) Name: Juicy Fish Co. LLC Address: 2091 W Atlantic Ave #5311, Delray Beach, FL 33445 title: Member Start: 12/10/2025 Time: a few hours after work. Owner of LLC LLC to compliment tiktok. not securities investment related.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-06-27

S66 Uniform Combined State Law Examination

2025-06-27

View on SEC IAPD

Current Employers

Advisors Asset Management, Inc.

Disclosures

Employment History

Other Businesses

Exams

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