Erin Patrice Brooks

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-03-11
CA	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2020-03-11
CA RA
APPROVED

Since 2009-06-01

Branch Locations

55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Pasadena	CA	06/2009	Present

06/2009 → Present

Morgan Stanley Smith Barney Llc

Pasadena, CA

Previous Registrations

2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Pasadena, CA
2005-07-20 → 2007-04-02

Morgan Stanley Dw Inc.

Pasadena, CA

Pasadena, CA
2004-10-20 → 2004-12-06

Banc Of America Investment Services, Inc.

Beverly Hills, CA
2002-08-27 → 2004-10-20

Quick & Reilly, Inc.

Beverly Hills, CA

Other Businesses

*511076 - T & G Brooks LLC; Investment related-No; Covina, California; Officer (proprietor, partner, officer, director, employee, trustee, agent); 09/2022; During business hours: 0; After business hours: 20; Property Management

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-09-12

S66 Uniform Combined State Law Examination

2000-09-12

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews