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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-14
FL RA APPROVED 2025-06-06
  • TX RA
    APPROVED
    Since 2025-07-14
  • FL RA
    APPROVED
    Since 2025-06-06

Branch Locations

401 E Las Olas Blvd, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Lauderdale FL 03/2025 Present
Unemployed Pompano Beach FL 06/2024 03/2025
Apex Group Dallas TX 08/2022 06/2024
Unemployed / Job Searching / Training Manhattan KS 05/2022 08/2022
Kansas State University Manhattan KS 08/2021 05/2022
Synergy Wealth Solutions Overland Park KS 05/2021 08/2021
Kansas State University Manhattan KS 01/2019 05/2021
Washburn University Topeka KS 08/2018 01/2019
Marsh Creek Farms Formoso KS 01/2014 08/2018
Bank Of America, N.A. Fort Lauderdale FL 05/2025 Present
  • 03/2025 → Present
    Fort Lauderdale, FL
  • 06/2024 → 03/2025
    Unemployed
    Pompano Beach, FL
  • 08/2022 → 06/2024
    Apex Group
    Dallas, TX
  • 05/2022 → 08/2022
    Unemployed / Job Searching / Training
    Manhattan, KS
  • 08/2021 → 05/2022
    Kansas State University
    Manhattan, KS
  • 05/2021 → 08/2021
    Synergy Wealth Solutions
    Overland Park, KS
  • 01/2019 → 05/2021
    Kansas State University
    Manhattan, KS
  • 08/2018 → 01/2019
    Washburn University
    Topeka, KS
  • 01/2014 → 08/2018
    Marsh Creek Farms
    Formoso, KS
  • 05/2025 → Present
    Bank Of America, N.A.
    Fort Lauderdale, FL
Other Businesses

I*2311264, Entity Type Entity For Profit, Name of OBA: Marsh Creek Farms LLC Address: FormosoKansas66942 Investment Related: No Position, Title, Association: Owner Employee Start Date:08/01/2009 No Hours: 0 No Hours during trading: 0 Duties:The entity listed is my family's farm back home in Kansas. As one of three sons, we all have ownership interest in the LLC. I am no longer an active employee / commit any time to the farm now that I am in Florida. I have a little over 25% stake in ownership, but I don't have access to investible or daily business funds.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-04
  • S66 Uniform Combined State Law Examination
    2025-06-04
Other Names
  • Jake Spiegel

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