David J Luddy

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-08-04
NY	RA	APPROVED	2025-06-17

Branch Locations

560 2Nd Ave, New York, NY 10016 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	03/2025	Present
Suiteny	New York	NY	11/2018	02/2025
Employment Break 1	New York	NY	09/2018	10/2018
Fort Street Studio	New York	NY	04/2018	08/2018
Metropolitan Museum Of Art	New York	NY	10/2017	04/2018
Employment Break 2	New York	NY	09/2017	10/2017
Donghia	New York	NY	01/2017	08/2017
Holland & Sherry	New York	NY	11/2013	12/2016
Bank Of America, N.A.	New York	NY	05/2025	Present

03/2025 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
11/2018 → 02/2025

Suiteny

New York, NY
09/2018 → 10/2018

Employment Break 1

New York, NY
04/2018 → 08/2018

Fort Street Studio

New York, NY
10/2017 → 04/2018

Metropolitan Museum Of Art

New York, NY
09/2017 → 10/2017

Employment Break 2

New York, NY
01/2017 → 08/2017

Donghia

New York, NY
11/2013 → 12/2016

Holland & Sherry

New York, NY
05/2025 → Present

Bank Of America, N.A.

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-06-17
S63	Uniform Securities Agent State Law Examination	2023-06-02

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