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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-07-22
  • LA RA
    APPROVED
    Since 2025-07-22

Branch Locations

3054 Monterrey Drive, Baton Rouge, LA 70814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed New Orleans LA 05/2024 03/2025
Ppg Sulphur LA 09/2022 05/2024
Unemployed Lake Charles LA 08/2022 09/2022
Mcneese State University Lake Charles LA 08/2018 07/2022
Lpl Enterprises Llc New Orleans LA 04/2025 Present
Student Lake Charles LA 08/2014 08/2018
  • 05/2024 → 03/2025
    Unemployed
    New Orleans, LA
  • 09/2022 → 05/2024
    Ppg
    Sulphur, LA
  • 08/2022 → 09/2022
    Unemployed
    Lake Charles, LA
  • 08/2018 → 07/2022
    Mcneese State University
    Lake Charles, LA
  • 04/2025 → Present
    Lpl Enterprises Llc
    New Orleans, LA
  • 08/2014 → 08/2018
    Student
    Lake Charles, LA
Other Businesses

1. 03/18/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - New Orleans, LA - Start Date 03/18/2025 -160 HRS/MO 2. 03/18/2025 - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - New Orleans, LA - Start Date 03/18/2025 -160 HRS/MO

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-21
  • S66 Uniform Combined State Law Examination
    2025-07-21

View on SEC IAPD

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