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655 9Th Street, Des Moines, IA 50309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-07-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Menards | Cedar Falls | IA | 09/2024 | 04/2025 |
| Homemaker | Spirit Lake | IA | 05/2024 | 08/2024 |
| Fareway Stores | Cedar Falls | IA | 09/2023 | 12/2023 |
| Polaris Inc | Spirit Lake | IA | 05/2023 | 08/2023 |
| University Of Northern Iowa | Cedar Falls | IA | 08/2021 | 05/2024 |
| Lost In The Sauce Llc | Okoboji | IA | 05/2021 | 05/2023 |
| Okoboji High School | Milford | IA | 08/2017 | 05/2021 |
| Okoboji Middle School | Milford | IA | 08/2013 | 05/2017 |
| Associate Staffing | Des Monies | IA | 04/2025 | 07/2025 |
| Principal Securities, Inc. | Cedar Falls | IA | 04/2025 | Present |
| Principal Life Insurance Company | Cedar Falls | IA | 07/2025 | Present |
| Principal Advised Services | Cedar Falls | IA | 07/2025 | Present |
**PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/21/2025 ADDRESS: 711 High St., Des Moines IA 50392, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest. **PRINCIPAL BANK POSITION: AVP - Advice, Education, & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/21/2025 ADDRESS: 711 High St., Des Moines IA 50392, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-07 |
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