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Current Employers
Principal Advised Services

655 9Th Street, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-07-30
  • IA RA
    APPROVED
    Since 2025-07-30

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Menards Cedar Falls IA 09/2024 04/2025
Homemaker Spirit Lake IA 05/2024 08/2024
Fareway Stores Cedar Falls IA 09/2023 12/2023
Polaris Inc Spirit Lake IA 05/2023 08/2023
University Of Northern Iowa Cedar Falls IA 08/2021 05/2024
Lost In The Sauce Llc Okoboji IA 05/2021 05/2023
Okoboji High School Milford IA 08/2017 05/2021
Okoboji Middle School Milford IA 08/2013 05/2017
Associate Staffing Des Monies IA 04/2025 07/2025
Principal Securities, Inc. Cedar Falls IA 04/2025 Present
Principal Life Insurance Company Cedar Falls IA 07/2025 Present
Principal Advised Services Cedar Falls IA 07/2025 Present
  • 09/2024 → 04/2025
    Menards
    Cedar Falls, IA
  • 05/2024 → 08/2024
    Homemaker
    Spirit Lake, IA
  • 09/2023 → 12/2023
    Fareway Stores
    Cedar Falls, IA
  • 05/2023 → 08/2023
    Polaris Inc
    Spirit Lake, IA
  • 08/2021 → 05/2024
    University Of Northern Iowa
    Cedar Falls, IA
  • 05/2021 → 05/2023
    Lost In The Sauce Llc
    Okoboji, IA
  • 08/2017 → 05/2021
    Okoboji High School
    Milford, IA
  • 08/2013 → 05/2017
    Okoboji Middle School
    Milford, IA
  • 04/2025 → 07/2025
    Associate Staffing
    Des Monies, IA
  • 04/2025 → Present
    Principal Securities, Inc.
    Cedar Falls, IA
  • 07/2025 → Present
    Principal Life Insurance Company
    Cedar Falls, IA
  • 07/2025 → Present
    Cedar Falls, IA
Other Businesses

**PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/21/2025 ADDRESS: 711 High St., Des Moines IA 50392, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest. **PRINCIPAL BANK POSITION: AVP - Advice, Education, & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/21/2025 ADDRESS: 711 High St., Des Moines IA 50392, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-07
  • S66 Uniform Combined State Law Examination
    2025-07-07

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