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330 Madison Avenue 10Th Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-07-27 |
Branch Locations
330 Madison Avenue 10Th Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rock Harbor, Llc | Birmingham | MI | 03/2025 | 06/2026 |
| Foreside Fund Services, Llc | Birmingham | MI | 04/2025 | 06/2026 |
| Compass Point Research And Trading, Llc | Washington | DC | 07/2024 | 10/2024 |
| Comerica Bank | Detroit | MI | 06/2023 | 08/2023 |
| Jackson National Insurance | East Lansing | MI | 10/2022 | 01/2023 |
| Moose Preserve | Bloomfield Hills | MI | 12/2024 | 04/2025 |
| Getscale | Austin | TX | 06/2021 | 08/2021 |
| Student | Birmingham | MI | 01/2015 | 05/2021 |
| Michigan State University | East Lansing | MI | 08/2020 | 04/2024 |
| Rock Harbor Capital Llc | Birmingham | MI | 06/2025 | 06/2026 |
| Guggenheim Investments, Llc | New York | NY | 07/2026 | Present |
| Guggenheim Funds Distributors, Llc | Chicago | IL | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-05 |
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