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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-04-30 |
Branch Locations
1270 Avenue Of The Americas Ste 1000, New York, NY 10020 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Enterprise | New York | NY | 04/2025 | Present |
| La Martiniere For Boys, Kolkata | Kolkata | 08/2012 | 05/2018 | |
| W.T. Clarke Highschool | Westbury | NY | 08/2018 | 06/2020 |
| The Pennsylvania State University | Erie | PA | 08/2020 | 04/2022 |
| The Pennsylvania State University | State College | PA | 08/2022 | 08/2024 |
| Unemployed | Westbury | NY | 08/2024 | 04/2025 |
| Unemployed | Westbury | NY | 04/2022 | 08/2022 |
03/19/2025-Prudential Advisors-Financial Professional-DBA for LPL Business (entity for LPL business)-Inv Related-At reported business location(s)-Start date 03/19/2025-160hrs/mth-160hrs/mth during trading 2) 09/02/2025-Noorveer Sawhney-Financial Professional-Non-Variable Insurance/Insurance Agency-Inv Related-At Westbury, NY-Start date 03/19/2025-160hrs/mth-160hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 2025-04-09 |
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