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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-03 |
| CT | RA | APPROVED | 2025-09-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New Canaan | CT | 06/2025 | Present |
| Davenport & Company | Williamsburg | VA | 03/2025 | 06/2025 |
| Nasdaq Dorsey Wright | Richmond | VA | 01/2023 | 05/2023 |
| Verger Capital Management | Winston Salem | NC | 06/2022 | 08/2022 |
| Wake Forest University | Winston Salem | NC | 07/2019 | 12/2022 |
| College Of William And Mary | Williamsburg | VA | 08/2023 | 05/2025 |
| South Carroll High School | Sykesville | MD | 07/2015 | 06/2019 |
| Mad Belly Ventures Llc | Glen Allen | VA | 11/2021 | 12/2024 |
| Richmond Strikers Soccer Club Inc. | Richmond | VA | 12/2020 | 12/2020 |
| Amopi Llc | Williamsburg | VA | 01/2024 | 12/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-26 |
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