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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2009-01-22
  • NC RA
    APPROVED
    Since 2009-01-22

Branch Locations

3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States

1080 Hitchings Way, Durham, NC 27703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Raleigh NC 06/2006 Present
Wells Fargo Advisors Llc Raleigh NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Raleigh NC 11/2016 Present
  • 06/2006 → Present
    Wachovia Bank, N.A.
    Raleigh, NC
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Raleigh, NC
  • 11/2016 → Present
    Raleigh, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-01-21
S63 Uniform Securities Agent State Law Examination 2007-12-12
  • S65 Uniform Investment Adviser Law Examination
    2009-01-21
  • S63 Uniform Securities Agent State Law Examination
    2007-12-12
Other Names
  • Laura Shelburne

View on SEC IAPD

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