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Joao Paulo Moyses

J.P. Morgan Securities LLC

New York, NY

CRD 8059700

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-10-11
TX RA APPROVED 2025-10-11
  • NY RA
    APPROVED
    Since 2025-10-11
  • TX RA
    APPROVED
    Since 2025-10-11

Branch Locations

270 Park Avenue, Floor 25 & 43, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. New York NY 03/2025 Present
J.P. Morgan Securities Llc New York NY 03/2025 Present
Btg Pactual Sao Paulo 05/2022 03/2025
Rb Investimentos Sao Paulo 01/2020 11/2021
Effika Investimentos Sao Paulo 04/2016 12/2019
Pontificia Universidade Catolica De Sao Paulo Sao Paulo 01/2012 04/2017
Unemployed Sao Paulo 12/2021 04/2022
  • 03/2025 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 03/2025 → Present
    J.P. Morgan Securities Llc
    New York, NY
  • 05/2022 → 03/2025
    Btg Pactual
    Sao Paulo
  • 01/2020 → 11/2021
    Rb Investimentos
    Sao Paulo
  • 04/2016 → 12/2019
    Effika Investimentos
    Sao Paulo
  • 01/2012 → 04/2017
    Pontificia Universidade Catolica De Sao Paulo
    Sao Paulo
  • 12/2021 → 04/2022
    Unemployed
    Sao Paulo
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-11
  • S66 Uniform Combined State Law Examination
    2025-10-11
Other Names
  • Joao Paulo Alvim Moyses

View on SEC IAPD

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