Brock Biesel

Current Employers

Ae Wealth Management, Llc

2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-04-08

CA RA
APPROVED

Since 2025-04-08

Branch Locations

9171 Towne Centre Drive Suite 215, San Diego, CA 92122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Student	El Cajon	CA	03/2015	06/2024
Walmart	La Mesa	CA	06/2021	02/2022
Ace Parking	San Diego	CA	02/2022	05/2022
Bergen Financial Group	San Diego	CA	05/2022	Present
Ae Wealth Management, Ll	Topeka	KS	04/2025	Present

03/2015 → 06/2024

Student

El Cajon, CA
06/2021 → 02/2022

Walmart

La Mesa, CA
02/2022 → 05/2022

Ace Parking

San Diego, CA
05/2022 → Present

Bergen Financial Group

San Diego, CA
04/2025 → Present

Ae Wealth Management, Ll

Topeka, KS

Other Businesses

Bergen Financial Group; Yes, Investment Related; 9171 Towne Centre Drive Suite 215, San Diego, CA 92122; Insurance Sales; Financial Advisor; Start Date 05/2022; Approx. XX hours a month; Approx. XX hours during trading; Insurance Sales and Services.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-10-24

S65 Uniform Investment Adviser Law Examination

2024-10-24

View on SEC IAPD

Current Employers

Ae Wealth Management, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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