Best Investors Account Sign in

James Elias Cox

Wells Fargo Clearing Services, LLC

Columbia, SC

Greenville, SC

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-06-25
  • SC RA
    APPROVED
    Since 2025-06-25

Branch Locations

1320 Main St Ste 600, Columbia, SC 29201 • United States

1720 Woodruff Rd, Greenville, SC 29607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Greenville SC 03/2025 Present
Wells Fargo Bank, Na Greenville SC 10/2022 Present
Kw Beverage Piedmont SC 06/2022 10/2022
Skull Creek Boathouse Restaurant Hilton Head Island SC 02/2014 06/2022
  • 03/2025 → Present
    Wells Fargo Clearing Services, Llc
    Greenville, SC
  • 10/2022 → Present
    Wells Fargo Bank, Na
    Greenville, SC
  • 06/2022 → 10/2022
    Kw Beverage
    Piedmont, SC
  • 02/2014 → 06/2022
    Skull Creek Boathouse Restaurant
    Hilton Head Island, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-24
S63 Uniform Securities Agent State Law Examination 2025-05-29
  • S65 Uniform Investment Adviser Law Examination
    2025-06-24
  • S63 Uniform Securities Agent State Law Examination
    2025-05-29
Other Names
  • Jimmy Elias Cox
  • James E Cox

View on SEC IAPD

Other Firms

INDEPENDENT ADVISOR ALLIANCE, LLC
APOLLON WEALTH MANAGEMENT, LLC
ABACUS PLANNING GROUP, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
PARK AVENUE SECURITIES LLC
EDWARD JONES
CAPITAL CONSULTING GROUP, INC
BEERS KIGHT FINANCIAL ADVISORS, LLC

Other Investors

STEPHANIE YAUN VOKRAL
Kevin Raphael Kelly
BRADLEY K HUMPHRIES
DAVID SAMUEL PALKOVITZ
CHARLES BAYS FLOWERS
SUSAN AMICK MCCANTS
XIMENA ALEXANDRA CHASTAIN
CORINNE SHERIDAN HANNA

Other Offices

INDEPENDENT ADVISOR ALLIANCE, LLC · Columbia, SC
APOLLON WEALTH MANAGEMENT, LLC · Columbia, SC
ABACUS PLANNING GROUP, INC. · COLUMBIA, SC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBIA, SC
PARK AVENUE SECURITIES LLC · COLUMBIA, SC
EDWARD JONES · COLUMBIA, SC
CAPITAL CONSULTING GROUP, INC · COLUMBIA, SC
BEERS KIGHT FINANCIAL ADVISORS, LLC · COLUMBIA, SC

More in Columbia, SC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor